Governor’s Discretionary Power in a Hung Assembly: Constitutional Crisis in Tamil Nadu and the Role of Floor Test

The political drama unfolding in Tamil Nadu following the 2026 Assembly elections has once again brought to the forefront one of India’s most contentious constitutional questions: what exactly are the limits of a Governor’s discretion when no single party commands an outright majority in a state legislature? The Tamilaga Vettri Kazhagam (TVK), led by actor-turned-politician C. Joseph Vijay, emerged as the single largest party with 108 seats in the 234-member Assembly, yet Governor Rajendra Vishwanath Arlekar refused for several days to administer the oath of office, insisting instead on physical letters of support from at least 118 MLAs before he would act. This standoff — which ultimately resolved on May 10, 2026, with Vijay being sworn in after securing support of 120 MLAs — encapsulates a decades-old tension between elected representatives and constitutionally appointed Governors that strikes at the very heart of India’s parliamentary democracy.

This episode is not an isolated event. From Karnataka in 2018 to Goa in 2017, and from Maharashtra in 2019 to Jharkhand and Manipur at various points, the conduct of Governors in post-election scenarios has repeatedly become a subject of Supreme Court intervention, academic debate, and political controversy. The pattern that emerges is troubling: Governors, appointed by the Union Executive and therefore susceptible to political considerations, have often been seen as acting in ways that favour the party in power at the Centre rather than upholding the constitutional obligation of ensuring a stable government in the state. The Tamil Nadu episode, where the Governor demanded physical letters of support rather than simply calling the single largest party and directing a floor test, has been challenged in the Supreme Court on the grounds that it violates established constitutional conventions.

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For UPSC aspirants, this episode is an exceptionally rich case study that combines Article 164, the Sarkaria Commission Report, the S.R. Bommai judgment of 1994, the B.R. Kapur case of 2001, the Rameshwar Prasad case of 2006, and the ongoing debate over the role of constitutional offices in India’s federal democracy. Understanding the legal framework, the judicial precedents, and the political realities is essential for Paper GS-II (Indian Polity and Governance), as well as for writing incisive answers on federalism, constitutional morality, and the office of the Governor.

Background and Constitutional Context

Five Important Key Points

  • Article 164 of the Constitution vests the power of appointing the Chief Minister in the Governor, but the Constitution does not prescribe a settled procedure for doing so in the event of a hung Assembly, leaving it to constitutional conventions.
  • The Sarkaria Commission Report of 1988, endorsed by the Supreme Court, prescribes a hierarchy of preference: first, a pre-poll alliance with majority; second, the single largest party; and third, a post-poll coalition, before recommending President’s Rule under Article 356.
  • In the landmark S.R. Bommai v. Union of India (1994) judgment, a nine-judge constitutional bench held that the floor of the House — not Lok Bhavan — is the proper arena to test majority, severely limiting the Governor’s subjective satisfaction as a basis for action.
  • The Governor of Tamil Nadu’s insistence on physical letters of support, rather than simply directing a floor test, was challenged in the Supreme Court as being unconstitutional and violative of parliamentary democracy.
  • The TVK secured the support of 120 MLAs — including Congress, CPI, CPI(M), VCK, and IUML legislators — to cross the majority mark of 118 in the 234-member Assembly, resolving the crisis through political negotiation rather than constitutional adjudication.

Historical and Legislative Background of the Governor’s Role

The office of the Governor in India was modelled on the British Crown’s representative in colonial provinces but was substantially transformed by the Constitution-makers to suit a republican, federal polity. Unlike the President of India, who acts on the aid and advice of the Council of Ministers under Article 74, the Governor retains certain discretionary powers under Article 163, particularly in situations where no clear majority exists. However, the framers of the Constitution, including Dr. B.R. Ambedkar, were categorical that the Governor should be a constitutional head and not a political player.

The trouble began almost immediately after independence, as successive Union governments used the office of Governor to destabilise opposition-ruled states. The 1960s through the 1980s witnessed frequent misuse of Article 356 to dismiss state governments, culminating in the S.R. Bommai judgment which virtually took away the power to dismiss governments without a floor test. Yet the power to delay government formation, by refusing to invite the single largest party or imposing conditions not envisaged in the Constitution, remained a grey area. It is this grey area that the Tamil Nadu Governor exploited in May 2026.

Constitutional Provisions and Judicial Framework

Article 164(1) states that the Chief Minister shall be appointed by the Governor and the other Ministers shall be appointed by the Governor on the advice of the Chief Minister. Article 164(1A) limits the size of the Council of Ministers to 15 percent of the total strength of the Assembly, which in Tamil Nadu’s case means a maximum of 35 Ministers. Critically, neither Article 164 nor any other constitutional provision specifies the procedure the Governor must follow when no single party has a majority.

The Supreme Court has attempted to fill this gap through a series of judgments. In the B.R. Kapur case (2001), the Court held that the Governor could dissolve the Assembly under Article 174(2)(b) even before the first meeting if no viable government could be formed. In the Rameshwar Prasad case (2006), the Court made clear that the Governor cannot act on subjective considerations or whims. Most significantly, in the Karnataka crisis of 2018, the Court ordered a floor test within 24 hours and mandated that it be conducted on live camera, not by secret ballot, establishing the floor test as the most objective and transparent constitutional mechanism.

The writ petition filed in the Supreme Court against the Tamil Nadu Governor’s conduct argued that the Governor is “duty-bound” to invite the head of the single largest party, swear him in, and immediately subject his claim to a trust vote. This argument finds strong support in the S.R. Bommai dictum that the House, and not Raj Bhavan, is the place where democracy is in action.

The Political and Constitutional Crisis: What Went Wrong

The Governor’s demand for physical letters of support was constitutionally questionable for several reasons. First, it substituted the Governor’s personal judgment for the constitutional mechanism of the floor test, which the Supreme Court has repeatedly held to be the only legitimate way of ascertaining majority. Second, it created a situation of prolonged uncertainty that invited horse-trading and political defections, precisely the evil that the anti-defection law under the Tenth Schedule and the constitutional conventions around floor tests are designed to prevent. Third, it demonstrated a troubling asymmetry: Governors in BJP-ruled states have rarely been subjected to such demands, suggesting that the office was being used to serve the political interests of the ruling party at the Centre.

The VCK leader Thol. Thirumavalavan’s statement that his party’s support to TVK was partly motivated by the desire to prevent President’s Rule from being imposed is itself revealing. It suggests that the Governor’s delay had created conditions where the threat of Article 356 was being implicitly or explicitly wielded as a political weapon, a use of executive power that cuts against the fundamental principle that state autonomy is a basic feature of India’s constitutional structure.

The Coalition Government Dimension

Tamil Nadu is set to see its first genuine coalition government since 1952, when Congress and its partner formed a joint administration. The Congress’s condition for supporting TVK, which included a Cabinet berth — reportedly for Melur MLA-elect P. Viswanathan and potentially Congress Legislature Party leader S. Rajesh Kumar — marks a significant departure from Tamil Nadu’s tradition of single-party dominance alternating between the DMK and AIADMK. Coalition governments bring their own governance challenges: coalition dharma, policy coordination, and the risk of instability when smaller partners withdraw support. The Governor’s direction to Vijay to prove majority on the floor of the House by May 13 adds a formal constitutional dimension to what is essentially a political management exercise.

Federalism and Centre-State Relations

The Tamil Nadu episode reflects a wider structural problem in India’s cooperative federalism framework: the Governor, who is a Union appointee and serves at the President’s pleasure, is constitutionally required to act as an impartial constitutional authority in the state. This inherent tension — between the Governor’s political antecedents and constitutional obligations — has been flagged repeatedly by the Sarkaria Commission (1988), the Punchhi Commission (2010), and countless Supreme Court judgments. Both commissions recommended greater transparency in the appointment of Governors, including consultation with state governments, and a bar on Governors taking up political positions immediately after retirement.

Comparative Analysis

Comparative constitutional democracies handle this issue differently. In the Westminster model followed by the United Kingdom, the Prime Minister is invariably the leader of the party or coalition commanding a House majority, and the Crown’s representative (the Monarch or Governor-General) plays a purely ceremonial role in government formation. Australia’s constitutional crisis of 1975, where the Governor-General dismissed a democratically elected Prime Minister, remains the most dramatic example of what happens when constitutional convention is overridden by gubernatorial discretion. India’s situation is complicated by the quasi-federal nature of the Constitution and the politically appointed nature of Governors.

Way Forward

Several reforms can address the structural problem revealed by the Tamil Nadu crisis. First, Parliament should codify the procedure for government formation in a hung Assembly through statutory law, removing the ambiguity that allows Governors to exercise excessive discretion. Second, the appointment of Governors should be made more transparent and consultative, involving the Chief Minister or a parliamentary committee, as recommended by the Sarkaria Commission. Third, the Supreme Court should issue comprehensive guidelines, as it did in the Bommai case, specifying the maximum time a Governor can take to invite a claimant to form the government. Fourth, any Governor’s decision to delay government formation or impose conditions not in the Constitution should be subject to expedited judicial review. Fifth, the Tenth Schedule should be strengthened to prevent post-election defections that undermine the people’s mandate.

Relevance for UPSC and SSC Examinations

This topic is directly relevant for UPSC GS-II under the themes of Indian Constitution — historical underpinnings, evolution, features, amendments, significant provisions, and basic structure; Functions and responsibilities of the Union and the States; Issues and challenges pertaining to the federal structure; Parliament and State Legislatures; and Constitutional bodies. It is also relevant for the Essay Paper under themes of democratic governance and constitutional morality.

For SSC CGL and CHSL examinations, this topic covers Indian Polity — constitutional provisions, role of Governor, federalism, and floor test.

Key terms aspirants must remember: Article 164, Article 163, Article 174(2)(b), Article 356, S.R. Bommai case 1994, B.R. Kapur case 2001, Sarkaria Commission Report, Punchhi Commission, floor test, hung Assembly, coalition government, anti-defection law, Tenth Schedule, constitutional morality.

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